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Jan
5
2023
News

Annual Reg Element Continuing Education Dataset Now Available

As of January 5, 2023 a new Annual Reg Element Continuing Education dataset is available as part of the Query API. This dataset contains Annual CE status information for all registered representatives subject to regulatory developments as describe on the View a Regulatory Element Learning Plan page.

The Annual Reg Element Continuing Education dataset is available to member firms who have provisioned a Firm Credential  or a Web EFT Ext Credential via the API Console.

See the Getting Started documentation to learn how to onboard to the FINRA API Platform.

Contact the API Team with any questions.