About

fileX is a secure platform where firms can send, track, and receive files in one place. It streamlines bulk filings and offers flexible submission options enhancing regulatory compliance efficiency.

 

Batch File Transfers

All of your file transfers with FINRA will flow through the same path without having to maintain multiple connections or c

Multiple Methods

Supports upload and download via SFTP, HTTPS, AWS S3 Direct, and FINRA Gateway Upload App

File Status Tracking

Users will have the ability to retrieve the file transfer status and history

Ready to get started?

Request access to fileX from your organization's SAA or AA. SAA or AA must reach out to the FINRA Entitlement Team

GETTING STARTED INFO
Explore fileX Documentation

Review our fileX documentation to become familiar with our API features and capabilities.

DOCUMENTATION

Other Products

Product

Query API

The Query API (often referred to as the Data Out API) allows third-party systems to access a variety of data categories via a standard query interface.

Overview
Documentation
Product

Submission API

The Submission API allows third-party systems to submit filings and other data to FINRA via a standard submission interface.

Overview
Documentation
Product

Notification API

The Notification API  allows third-party systems to detect changes related to FINRA datasets/resources via polling.

Overview
Documentation