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IAR Continuing Education Dataset Now Available

As of June1, 2022 a new Investment Advisor Representative (IAR) Continuing Education (CE) dataset is available as part of the Query API. This dataset contains IAR CE status information for investment adviser representatives who may be subject to NASAA's IAR CE requirements.

The IAR CE dataset is available to member firms who have provisioned a Firm Credential via the API Console.

In addition, a new Web EFT Extenstions (WebEFT Ext) credential type has been introduced for member firms that also enables access to the IAR CE dataset. The Web EFT Ext API credential is available exclusively to organizations that have an active Web EFT Subscription.

The WebEFT Extensions Credential allows WebEFT subscribers to access specific datasets that may not yet be available via the WebEFT service, and allows these subscribers to begin exploring the use of the FINRA API platform without the need to purchase a Firm Credential.

See the Getting Started documentation to learn how to onboard to the FINRA API Platform.

Contact the API Team with any questions.