News & Updates

We are pleased to announce that registration for MX2 and GIX, two new Self-Regulatory Organizations (SROs), is now available in production. 

Registration Information: 

MX2

• Regulator Code: MX2
• Regulator ID: 52333 

GIX

• Regulator Code: GIX
• Regulator ID: 52331 

Testing Availability: This functionality is also available in the QA Test environment for your preparation and testing needs. 

Action Required: Contact us to add MX2/GIX to your firm in QA Test for testing, and reach out to your regulator regarding your plans for onboarding representatives.

Supported Registration Categories: 

MX2

• CR – Compliance Officer
• GS – General Securities Representative
• GP – General Securities Principal
• TD – Securities Trader
• TP – Securities Trader Principal
• FN – Financial and Operations Principal
• OP – Options Principal
• MT – Market Maker Authorized Trader 

GIX

• GS – General Securities Representative
• TD – Securities Trader
• GP – General Securities Principal
• FN – Financial and Operations Principal
• TP – Securities Trader Principal
• CO – NYSE Compliance Official
• CD – Canada – Limited General Securities Registered Representative
• CN – Canada – Limited General Securities Registered Representative
• IE – United Kingdom – Limited General Securities Registered Representative 

Schema Updates: - The Composite Individual, U4, and U5 schemas have been updated to include the new SROs.