Mar
22
2024
News
Validate Feature for Submission API
The FINRA API Platform Submission API users can now validate submissions before sending them to FINRA for processing. The "Validate" feature triggers a completeness check for the forms.
To trigger this check, filingStatus should be sent as "validate". When a submission request is created with filingStatus as "validate", a draft submission is created and a completeness check is triggered for the form. To confirm completeness, GET Submission can be used to determine if the submission is successful. JSON Payload examples can be found here under U4 and U5