Jul
18
2024
Release Notes

July 18th, 2024 Release Notes

Query API

  1. Updated throttling limit for Query API asynchronous call to 20 requests per minute per dataset per Firm/Org. 

Composite Individual Dataset

  1. Resolved issue related to individual.IaAffiliations array not populating in composite individual response
  2. Resolved issue related to firmAssociation.firmName not populating in instances where the firm is not a calling firm.

Composite Branch Dataset

  1. Added following fields to the dataset
    1. identifyingInformation.mainOfcBDFl
    2. identifyingInformation.mainOfcIAFl

Form BR

  1. Updated Form BR in support of RSL requirements so that an initial Form BR can be filed without registering with FINRA while still registering with jurisdictions and regulators that have not yet adopted RSL.

     

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