Jul
20
2026
News

New TXSE Registration Category: Compliance Officer (CR)

Effective July 19, 2026, the Texas Stock Exchange (TXSE) now recognizes the Compliance Officer (CR) registration category. FIRM users can add or terminate this category on Forms U4 and U5.

Testing: This functionality is available in the QA Test environment for preparation and testing.

Schema Updates: The Composite Individual, U4, and U5 schemas have been updated to reflect the new CR category.
 

 

News & Updates
Ready to get started?

Request access to the API Console from your organization's SAA or AA. Or select the Console button in the Navigation Bar to create an individual account.

GETTING STARTED INFO
Explore the API

Review our API documentation to become familiar with our API features and capabilities.

 

 

DOCUMENTATION