News & Updates

Composite Individual

Resolved an issue where a previously introduced bug caused the id field value to be missing for some instances of the fields listed below for some registered representatives. The dataset now correctly provides the previously missing id field values. The affected individual CRDs were included in the Individual Delta response for September 5, 2026.

Impact Window: May 16 – July 28: Non-initial U4 filings were impacted.

• occurrences.disclosures.id
• exams.id
• individual.employmentHistory.id
• individual.aliases.id
• individual.residentialHistory.id
• firmAssociations.id
• firmAssociations.registrations.id
• firmAssociations.registrations.deficiencies.id
• firmAssociations.locations.id