News & Updates

Composite Dataset Updates

1. Updated error message for the Composite Individual Dataset when the requested individual is not associated with the firm to "The requested individual <CRD Number> is not associated with this firm."
2. Added following new attributes to the dataset response:
   1. exams.waiverRegulatorIdentifier
   2. exams.waiverReasonCode
3. Composite Individual Dataset schemaVersion 1.2 changes from schemaVersion 1.1
   1. Added exams.waiverRegulatorIdentifier, exams.waiverReasonCode, and militaryDeferralApproved
   2. Updated "$ref": "#/AnnualContinuingEducationIIR" to "$ref": "#/AnnualContinuingEducation"
   3. Updated "$ref": "#/InvestmentAdviserContinuingEducationIIR" to "$ref": "#/InvestmentAdviserContinuingEducation"
   4. Updated "event" to "Event"
   5. Updated "exam" to "Exam"
   6. Updated Data Type for "score" from integer to string
   7. Updated filing.id to filing.instanceNumber