May
2
2025
Release Notes
May 2nd 2025 Release Notes
Bug Fixes
- Fixed ID conflict issue for employment locations when U4 amendments are filed. As a result, firmAssociations.locations.id has been updated for some of the individuals. This change does not trigger the Individual CRD to be included in the Individual Delta call, we recommend using either Composite Individual Seed or Composite Individual Dataset to get the updated value for firmAssociations.locations.id . Customers can reach out via [email protected] if a list of impacted individuals is needed.
- Fixed the issue where occurrences.disclosures.RegulatoryAction.orderedSanctionTypeOtherText was not returning a value in the dataset response.
- Ensured that dateDetails objects under disclosures are not included in response when null. Prior to the change, datedetails objects were returned as empty object. See below for the impacted fields:
- occurrences.disclosures.bankruptcy.disclosureEventDateDetails
- occurrences.disclosures.bankruptcy.dispositionDetails.dispositionDateDetails
- occurrences.disclosures.bankruptcy.sipaTrusteeDirectPaymentDetails.sipaInitiatedDateDetails
- occurrences.disclosures.bond.disclosureEventDateDetails
- occurrences.disclosures.bond.dispositionDateDetails
- occurrences.disclosures.civilJudicial.appealDateDetails
- occurrences.disclosures.civilJudicial.disclosureEventDateDetails
- occurrences.disclosures.civilJudicial.dispositionDetails.dispositionDateDetails
- occurrences.disclosures.civilJudicial.noticeServedDateDetails
- occurrences.disclosures.civilJudicial.sanctionInjunctionDetails.injunctionEndDateDetails
- occurrences.disclosures.civilJudicial.sanctionInjunctionDetails.injunctionStartDateDetails
- occurrences.disclosures.civilJudicial.sanctionMonetaryDetails.sanctionMonetaryCollectedDateDetails
- occurrences.disclosures.criminal.disclosureEventDateDetails
- occurrences.disclosures.criminal.disclosureEventStatusDateDetails
- occurrences.disclosures.criminal.dispositionDateDetails
- occurrences.disclosures.customerComplaint.arbitrationDispositionDateDetails
- occurrences.disclosures.customerComplaint.arbitrationNoticeServedDateDetails
- occurrences.disclosures.customerComplaint.complaintDispositionDateDetails
- occurrences.disclosures.customerComplaint.disclosureEventDateDetails
- occurrences.disclosures.customerComplaint.litigationAppealDateDetails
- occurrences.disclosures.customerComplaint.litigationDispositionDateDetails
- occurrences.disclosures.customerComplaint.litigationNoticeServedDateDetails
- occurrences.disclosures.internalReview.dispositionDateDetails
- occurrences.disclosures.internalReview.dispositionDateDetails.dateExactFlag
- occurrences.disclosures.investigation.disclosureEventDateDetails
- occurrences.disclosures.investigation.dispositionDateDetails
- occurrences.disclosures.investigation.dispositionDetails.dispositionDateDetails
- occurrences.disclosures.JudgementLien.disclosureDiscoveredDateDetails
- occurrences.disclosures.JudgementLien.disclosureEventDateDetails
- occurrences.disclosures.JudgementLien.dispositionDateDetails
- occurrences.disclosures.JudgementLien.dispositionDetails.dispositionDateDetails
- occurrences.disclosures.RegulatoryAction.appealDateDetails
- occurrences.disclosures.RegulatoryAction.disclosureEventDateDetails
- occurrences.disclosures.RegulatoryAction.dispositionDetails.dispositionDateDetails
- occurrences.disclosures.RegulatoryAction.sanctionSuspensionBarDetails.sanctionStartDetail
- occurrences.disclosures.RegulatoryAction.sanctionSuspensionBarDetails.sanctionEndDetail
- occurrences.disclosures.sroArbitration.dispositionDateDetails
- occurrences.disclosures.Termination.disclosureEventDateDetails