Upcoming Changes

The page provides a list of upcoming changes in the FINRA API Developer Center.

 

No.FeatureImpacted DatasetsQA Test DateTarget PROD DateCompleted
1

FINRA Gateway API Console: API Client Credentials disabled for more than three months for any of the following reasons will be automatically deleted.

  • Expired password

  • API Client ID was never activated

  • API Client ID was disabled by the user

N/ADec 2, 2024Early DecNo
2

Submission stuck in "Processing" resultStatus Error Message Improvement. 

If submissions are not processed due to a FINRA System(s) outage, users will get following results.

  • resultStatus = "FAILED"

  • errors": [
              "Encountered an internal error while processing the submission, please resubmit later."        ]

Users are advised to try resubmitting an hour after the message is received. Resubmission may be tried up to three times with an hour interval in between. 

All Submission Datasets Nov 11, 2024Mid Nov 2024Yes
3

  • Update individual.iaAffiliations.affiliateType to match with IndividualInformationReport.Indvls.Indvl.IAAffltns.IAAffltn.iaAffltnCtgry. Currently individual.iaAffiliations.affiliateType field shows "Investment Advisor"

  • Fix issue related to following exactDate fields not displaying in  the API response. 

    • occurrences.disclosures.investigation.dispositionDetails.dispositionDateDetails.exactDate

    • occurrences.disclosures.investigation.disclosureEventDateDetails.exactDate

    • occurrences.disclosures.JudgmentLien.disclosureEventDateDetails.exactDate

    • regulatoryAction.sanctionMonetaryDetails.sanctionMonetaryCollectedDateDetail.exactDate

  • Add a new field "annualContinuingEducation.bdCeYearlyData.assignedCourses.completionDate" that provides completion date at a CE course level.

  • Fix firmAssociations.registrations.createDate mismatch issue with WebEFT Registration create date

Composite Individual and Composite Individual SeedNov 11, 2024End of Nov 2024Yes
4Fix mismatches between webeft and API response in occurrences.disclosures section for submittingFirmCrdNumber and submittingFirmNameComposite Individual and Composite Individual Seed DecNo
5Updated mapping document for Composite Individual DatasetComposite Individual and Composite Individual SeedN/ATBDNo
6Add Deficiency Description in Composite BranchComposite BranchEnd of Nov 2024Mid Dec, 2024No
7Add Individual CRD Number at the root level for Composite Individual and Composite Individual SeedComposite Individual and Composite Individual SeedNov 11, 2024Mid Dec, 2024No
8Add support for Annual CE and IAR CE changes to trigger inclusion of an individual in the Individual Delta responseIndividual DeltaDec 2024Early Jan 2025No
9

  • Add firmAssociations.typeCode for terminated individuals in Composite Individual

  • Add missing UUID (id) for all arrays

Composite Individual and Composite Individual SeedMid Jan 2025End of Jan 2025No
10Fingerprint API Jan 2025Late Feb 2025No