My account got locked out, how do I reset my account?
The account will be locked out if it connects with invalid credentials, please contact FINRA support for further help with the account.
I am not able to connect. What should I do now?
Your account may not be active or locked out. Also check with FINRA support team to check the status of the account and it has correct privileges to use fileX services.
I am a new member/customer of FINRA. How do I request access to fileX services?
As mentioned in this document, fileX service access is controlled by credentials provided and permissioned by FINRA Entitlement services. Please call FINRA support at 800-321-6273 or visit the web page at https://tools.finra.org/cc_support/ to request access. You may also check https://www.finra.org/industry/entitlement-program for information related to Entitlement process.
Is there a SFTP Client UI to exchange file(s) through fileX?
fileX service with FINRA is tested with some SFTP clients like FileZilla, SecureFX and WinSCP.
What happens when two sessions from the same firm log in with the same entitlements?
Both sessions will see the same directories and files. fileX service moves the file(s) immediately after the upload is complete, so a file that gets uploaded in session ‘A’ may "disappear" from view of session ‘B’.
How many files can I transfer together using fileX service?
SFTP and AWS S3 Direct transfer methods do not have any limit on the number of files that could be transferred in a single operation but HTTPS REST method allows only ONE file per API call.