The Registration API provides member firms access to their registration records as stored in the Central Registration Depository (CRD).
Registered individual information collected through Form U4 and Form U5.
Branch office registration information collected via Form BR.
The API platform utilizes the concept of datasets to deliver a variety of data via the Data Out API endpoints.
Basic information about all individuals currently and formerly employed by a firm.
Breakdown of registered individuals associated with each branch of a firm.
Registration deficiency information for registered individuals including regulator identification.
List of employment records for registered individuals including detailed firm information and termination reason.
Detailed professional designation information for a registered individual..
Financial activities conducted at each branch associated with a firm.
List of individuals associated with a specific branch identified by a branch CRD number.
Branch information for all individuals formerly employed by a firm.
Employment information for all indivdiuals formely employed by a firm.
Once you are ready to move your integration with the FINRA API platform into production simply submit a Go Live support request via the Support page, or click the Get Production Access button shown here. Please indicate that you are interested in the Registration API in your Go Live request.
See the Terms and Conditions section below for additional requirements.
Request Production Access to the Registration API!
Please click on the button below to request access to the production Registration API.
Terms & Conditions
The registration API allows a member firm to only see data associated with that firm. An organization cannot lookup individuals who are not registered with their firm at this time.
Frequently Asked Questions
The registration API allows you to only see data associated with your firm.
If an API providing inter-firm individual data is an important use case for your firm, or for your customers that are FINRA member firms, we encourage you to submit feedback via the Support Center and select the API Candidate category for the ticket. Please provide as much detailed information on the use case as possible, including contact information, as this will help us prioritize new API candidates.
FINRA is also exploring the opportunity to provide a Pre-Registration API to address use cases around automated onboarding of registered representatives.
In order to access the production Registration API, API users will need to go through the production provisioning process defined here. As part of this process FINRA will verify that you are a FINRA member firm with an active WebEFT subscription. Contact the WebEFT team at: [email protected] for more information or to verify your subscription.
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