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Registration Datasets

The datasets shown in the table below are available as part of the Registration API.

The API platform utilizes the concept of datasets to deliver a variety of data via the GET Data and POST Data endpoints. All datasets are associated with a dataset group and have a dataset name. Therefore the GET Data and POST data endpoints utilize the following structure:

/data/group/{group name}/name/{dataset name}



  1. Only the test datasets are available using your API Developer Center credentials obtained via the REQUEST API KEY menu option. The production datasets will only be available once you have gone through the production provisioning process, for those datasets requiring production provisioning (as shown in the table below).
  2. The test datasets contain mock or fictional data that is representative of the type of data that will be found in production.


API dataset group name dataset name test dataset name status production provisioning required
NEW (5/22/2020) Firm registeredIndividualDisclosureFilings registeredIndividualDisclosureFilingsMock available yes
NEW (5/22/2020) Firm RegisteredIndividualRegistrationStatusHistory RegisteredIndividualRegistrationStatusHistoryMock available yes
  Firm registeredIndividual registeredIndividualMock available yes
  Firm registeredIndividualContinuingEducation registeredIndividualContinuingEducationMock available yes
  Firm registeredIndividualDeficiencies registeredIndividualDeficienciesMock available yes
  Firm registeredIndividualDisclosures registeredIndividualDisclosuresMock available yes
  Firm registeredIndividualEmployments registeredIndividualEmploymentsMock available yes
  Firm registeredIndividualExams (NEW NAME) registeredIndividualExamsMock available yes
  Firm registeredIndividualProfessionalDesignations registeredIndividualProfessionalDesignationsMock available yes
  Firm registeredIndividualRegistrations registeredIndividualRegistrationsMock available yes
  Firm registeredIndividualResidentialLocations registeredIndividualResidentialLocationsMock available yes
  Firm branchOffice branchOfficeMock available yes
  Firm branchOfficeDetails branchOfficeDetailsMock available yes
  Firm branchOfficeLocations branchOfficeLocationsMock available yes
  Firm branchOfficeFinancialActivities branchOfficeFinancialActivitiesMock available yes
  Firm branchOfficeAssociatedIndividuals branchOfficeAssociatedIndividualsMock available yes